FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
WM TECHNOLOGY, INC. [ MAPS ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 12/16/2024 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common Stock | 12/16/2024 | J(1) | 50,000 | D | $0 | 0 | I | By Trust(2) | ||
Class A Common Stock | 12/16/2024 | J(3) | 50,000 | D | $0 | 0 | I | By Trust(4) | ||
Class A Common Stock | 12/16/2024 | J(5) | 50,000 | D | $0 | 0 | I | By Trust(6) | ||
Class A Common Stock | 1,860,261 | D | ||||||||
Class A Common Stock | 2,500,000 | I | By LLC(7) | |||||||
Class A Common Stock | 1,100,000 | I | By LLC(8) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. The Reporting Person is a co-trustee of the Aquila 2007 Irrevocable Trust U/A FBO Elliott Aquila DTD 05/10/2007 (the "Elliott Trust"), of which his son is the beneficiary. On December 16, 2024, the Reporting Person caused the trust to distribute 50,000 shares of Class A Common Stock to the beneficiary of the trust. No funds were exchanged, and no sale of shares occurred in the transfer. |
2. Shares are held directly by the Elliott Trust. |
3. The Reporting Person is a co-trustee of the Aquila 2007 Irrevocable Trust U/A FBO Cecily Aquila DTD 05/10/2007 (the "Cecily Trust"), of which his daughter is the beneficiary. On December 16, 2024, the Reporting Person caused the trust to distribute 50,000 shares of Class A Common Stock to the beneficiary of the trust. No funds were exchanged, and no sale of shares occurred in the transfer. |
4. Shares are held directly by the Cecily Trust. |
5. The Reporting Person is a co-trustee of the Aquila 2007 Irrevocable Trust U/A FBO Christopher Aquila DTD 05/10/2007 (the "Christopher Trust"), of which his son is the beneficiary. On December 16, 2024, the Reporting Person caused the trust to distribute 50,000 shares of Class A Common Stock to the beneficiary of the trust. No funds were exchanged, and no sale of shares occurred in the transfer. |
6. Shares are held directly by the Christopher Trust. |
7. Shares are held directly by AFV Partners SPV-5 (WM) LLC ("AFV 5"). Reporting Person is the Chairman and CEO of AFV Management Advisors LLC, which exercises ultimate voting and investment power with respect to the shares held by AFV 5. Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
8. Shares are held directly by AFV Partners SPV-6 (WM) LLC ("AFV 6"). Reporting Person is the Chairman and CEO of AFV Management Advisors LLC, which exercises ultimate voting and investment power with respect to the shares held by AFV 6. Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
/s/ Tony Aquila, by /s/ Brian Camire, Attorney-in-Fact | 12/18/2024 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |